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Licensing & Compliance

D H Flinders provides licensing and compliance services to a range of  Australian and international investment managers.

The licensing and compliance services we provide, include :

  • Project management of Australian Financial Service License (AFSL) applications
  • Project management of Australia Credit Licence (ACL) applications
  • Responsible Manager and Compliance Committee roles
  • General compliance advice in relation to AFSL and ACL obligations
  • Corporate Authorised Representative appointments

Through our associated company Vasco Investment Managers Limited, D H Flinders is able to provide managed investment trust services to overseas investors in the Australian market as well as trustee and responsible entity services.

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